Compliance Risk January 2021

Our Market Surveillance solution includes 50 Market Abuse and Operational alerts. Alerts have been carefully designed with algorithms and rules to improve the effectiveness of the suspicious trading alerts generated.

The latest release includes a new version of Spoofing alert. The new alert “Spoofing by Order Depth” incorporates the alert logic assessing spoofing behaviour against the complete market order book. The new Spoofing by Order Depth Alert is available in Market Surveillance release version 5.0.2.

Key features are as follows:

·        A new volume depth multiplier which enabled the user to set a value which allows the alert to evaluate how deep in the order book the order lies.

KRM22’s Global Risk Platform provides applications to help you address your firm’s regulatory, market, technology and operations risk challenges and to manage your entire enterprise risk profile. KRM22 is a public Group listed on AIM and headquartered in London, with offices in several of the world’s major financial centers.

Click to view all articles for the EPIC:
Or click to view the full company profile:
Facebook
Twitter
LinkedIn
KRM22 PLC

More articles like this

KRM22 PLC

Your risk, Your platform

The Global Risk Platform (GRP) utilises a powerful and scalable data driven engine to deliver a fully integrated and transformational experience. Decrease your IT costs and risk. Increase your agility and productivity. Transitioning from disconnected and unmanaged

KRM22 PLC

KRM22: On the road again!

“The life I love is making music with my friends and I can’t wait to get on the road again” – Willie Nelson Truer words were never spoken, and they really are music to everyone’s ears.

KRM22 PLC

Something missing from your RCSA process?

For many Financial Services firms, the Risk & Control Self-Assessment (RCSA) process is a core part of their risk management activities. The Risk & Control Self-Assessment is regarded by many as industry best practice and is

KRM22 PLC

Build your risk register based on events

For many, once a risk register is defined, it often remains largely unchanged.  Unfortunately, this can be a major mistake. Firms that operate in an environment of continuous turbulence should seek to actively build their risk

KRM22 PLC

Is your Hybrid working model working?

There are many positives that will come out of hybrid working. Some examples include, increased flexibility leading to greater work life balance, the potential financial benefits of limiting the commute and the level of productivity that

KRM22 PLC

Kickstarting my career at KRM22

I graduated from the University of Manchester with a degree in Computer Science in 2020, in the midst of the COVID-19 pandemic. Having already completed an industrial placement year at one of the Big Four accounting

KRM22 PLC

Is your hybrid working model working?

There are many positives that have come from the hybrid model of using both offices based and home-based work environments. Better work/life balance, financial benefits of limiting commutation and increased productivity.   But like all business

KRM22 PLC

KRM22 completes SOC2 Type II Audit

At the beginning of2021, we announced that we successfully passed the SOC 2 Type I examination.  This proved that KRM22 has suitably designed policies, procedures, and controls in place to secure the systems and data our

KRM22 PLC

Market Surveillance

Our Market Surveillance solution includes 50 Market Abuse and Operational alerts. Alerts have been carefully designed with algorithms and rules to improve the effectiveness of the suspicious trading alerts generated. In the latest release, we have