Individual accountability regime

Reduce harm to consumers and strengthen market integrity by making individuals more accountable for their conduct and competence. Establish healthy cultures and effective governance in firms by managing senior management, performing due diligence and training all team members.

SMCR

Manage accountability throughout the firm, and comply with SMCR and conduct rules, through governance tools and frameworks that evolve as regulation and the business change.

KRM22’s Global Risk Platform provides applications to help you address your firm’s regulatory, market, technology and operations risk challenges and to manage your entire enterprise risk profile. KRM22 is a public Group listed on AIM and headquartered in London, with offices in several of the world’s major financial centers.

Click to view all articles for the EPIC:
Or click to view the full company profile:
Share on facebook
Facebook
Share on twitter
Twitter
Share on linkedin
LinkedIn
KRM22 PLC

More articles like this

KRM22 PLC

The Big Question

The question I often hear debated, what is the biggest issue that businesses face in the capital markets? Regulation? Cost? Low interest rates? Return on Capital, legacy systems infrastructure or access to reliable data? Well often, the answer

KRM22 PLC

Always expect the unexpected

Holy Cow! Over the past 15 months we have seen remarkable events in the medical field, in nature, politics, sports and the trading markets. The headliners include Covid-19, vaccine development, brush fires, freezing temperatures in warm climates, warm

KRM22 PLC

Managing risk and controls though self-assessment

This is the first in a series of articles that help capital market boards and executives better understand the Risk and Controls self-assessment process (RCSA). What is it? An RCSA is undertaken by ‘the business’ (first line of

KRM22 PLC

Identifying interest rate curve risk

While interest rates remain steady, change in Washington often means change in perspective and direction. If the stimulus bill is passed, what happens if the market starts to feel interest rate pressure again? Let’s look back to the